Finalyze | Compliance Communication Platform

Powerful Features for Financial Professionals

Our platform offers comprehensive tools to help advisors with compliant communication. Tailor communications without sacrificing effectiveness or personality.

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Intelligent Communication Assistance

Create timely, professional communications that aim towards balance and compliance while avoiding mundane or robotic language. Express your expertise with an increased confidence.

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Pre-Send Compliance Scan

Scan emails and communications before sending or publishing to identify potential violations with regulatory guidelines. This can help to prevent issues in the future from poorly worded content.

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Social Media Enablement

Language guidance to help users more confidently engage on social media and expand their digital presence while acknowledging important compliance principles.

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Continuous Learning

The technology helps advisors learn. The more content users submit, the the more familiar they become with identifying and understanding how to communicate in a manner that embraces regulatory guidelines.

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Alternative Phrasing Suggestions

Select from a list of alternatives that help to better position your communications in newsletters, flyers, seminar materials, social media posts and more.

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Professional Security

Gain a sense of security for content that doesn't require pre-approval, without having to rely on memory or training from months ago.

Benefits for Broker-Dealers and Compliance Officers

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Time-Saving Workflow

Reduce time-consuming back-and-forth emails between advisors and supervisors, helping to potentially shorten approval cycles from weeks to minutes.

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Reduced Supervisor Workload

Integrate appropriate language suggestions during content creation, significantly reducing the administrative review burden.

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Smart Disclosure Recommendations

Automatically recommend firm and content-specific disclosures based on the material present in communications.

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Enhanced Supervision

Easily identify language that communicates or recommends specific products, allowing for more focused attention on high-risk content.

Advisor Communications Made Simple

Our platform aims to address critical regulatory violations head-on that most advisors don't realize it until it's too late.

Fair, Balanced & Complete

All communications must be fair, balanced, and complete without omitting material information. The goal is to help users meet and exceed these regulatory standards.

No Misleading Claims

Help to prevent false, misleading, promissory, exaggerated or unwarranted statements or claims in all communications.

Performance Projection Guidelines

Awareness of restrictions on predicting or projecting performance, with guidance on potential permitted exceptions.

Transparent Material Information

Material information must be clearly presented and not buried in footnotes in a constant effort to maintain transparency.

Balanced Risk & Benefit Treatment

Create clear statements that aim to provide balanced treatment of risks and potential benefits in all communications.

Audience-Appropriate Content

Develop communications that are appropriate for the intended audience, according to audience suitability guidelines.

Elevate Your Financial Communications with Confidence